Head of Finance and Compliance- Korean Bilingual Position
Head of Finance and Compliance (CFO)
Location
Beverly Hills, CA
Job Description
- Hold a regulatory leadership role in a Reg A Series LLC Company.
- Identify relevant regulatory requirements for Musicow and ensure ongoing compliance.
- Keep ahead of regulatory development that could impact business and deploy necessary changes to maintain compliance in partnership with internal stakeholders.
- Stay abreast of evolving regulations and laws affecting the Fintech and blockchain industries, ensuring the company's compliance with relevant requirements.
- Create, manage, and continuously improve compliance training program to all employees on relevant regulatory and legislative requirements.
- Lead in-depth analysis of variances in Regulatory filing, incorporating the understanding of accounting and regulatory issues and their impact, and present the financial results to Senior Management and US Regulatory Agencies.
- Oversee the filing of the necessary financial statements for Reg A offering with the SEC.
- Manage regulatory notifications, comment letters, and other communications as required. Handle day-to-day regulatory communications.
- Partner with Product Stakeholders to ensure compliance obligations are considered and built as part of new product or expansion initiatives. Ensure appropriate documentation, including updating policies and procedures as needed.
- Review and negotiate various agreements, including licensing agreements, partnerships, vendor contracts, and user agreements.
- Accurate and timely reporting information to Senior management, the Business Unit and externally to Regulatory bodies.
- Act as the lead contact on compliance questions related to rules and regulations of the SEC/FINRA and other regulatory.
- Monitor and interpret relevant laws, regulations, and industry standards to ensure the company's operations are compliant. Keep abreast of changes in laws and regulations that may impact the business.
- Conduct regular risk assessments to identify areas of potential compliance risk and develop strategies to mitigate these risks.
- Conduct or oversee internal investigations into alleged violations of laws, regulations, or company policies. Implement corrective actions as needed.
- Manage legal aspects of data privacy and security, ensuring compliance with data protection laws and regulations.
Qualifications
- Direct prior experience with financial services regulators (including FINRA and the SEC).
- Ability to understand the business needs and partner with the business and control partners to create pragmatic solutions.
- Excellent verbal and written communication skills.
- Strong organizational and project management skills, ability to work independently, manage complex projects and multitask successfully in a fast-paced and complex business environment.
- Prior experience in cryptocurrency or fintech.
- Qualified and licensed to practice law in California, ensuring comprehensive legal expertise to lead our compliance efforts and uphold regulatory standards.
- Ability to develop, foster, and maintain effective working relationships with a diverse group of people within the organization as well as with external stakeholders.
- Some knowledge of music royalties is a plus.